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Registered Representative

The Hiatt Group

This is a Full-time position in Los Angeles, CA posted June 9, 2021.

Registered Representative

Location: Los Angeles

Our client, a highly esteemed, boutique investment bank and wealth management firm, is seeking a Registered Representative for the Los Angeles office.

The ideal candidate is a proven producer who has sold securities to ultra-high net worth and accredited investors.

This role reports to the Branch Manager.

Responsibilities
Able to heavily prospect and source leads; build client base of accredited investors and ultra-high net worth individuals Use thorough understanding of firm’s offerings to provide resources and direction to drive sales Demonstrate sensitivity to clients’ objectives and constraints and able to identify and help create business opportunities Maintain superior and consistent level of client service Serve as team player in firm’s recruitment efforts to expand branch

Qualifications
Series 7 and 63, and 65 or 66 licenses required Verifiable T-12 of at least $200,000 preferred Transferable book of business highly desired Self-motivated, entrepreneurial spirit, team-oriented and strong time management skills Ability to communicate analytical and marketing data effectively Excellent organizational and communication skills; able to interface with top-level executives